Newsroom - SEC.gov
WEB3 days ago — SEC Adopts Improvements to EDGAR System to Enhance Security, Filer Access, and Account Management. The rule and form amendments approved by the Commission are intended to enhance security and improve filer access and account management. Sept. 27, 2024.
SEC.gov | TD Securities Charged in Spoofing Scheme
WEB3 days ago — The Securities and Exchange Commission today announced charges against registered broker-dealer TD Securities (USA) LLC for manipulating the U.S. Treasury cash securities market through an illicit trading strategy known as spoofing.
SEC.gov | Twenty-Six Firms to Pay More Than $390 Million …
WEBAug 14, 2024 — The Securities and Exchange Commission today announced charges against 26 broker-dealers, investment advisers, and dually-registered broker-dealers and investment advisers for widespread and longstanding failures by the firms and their personnel to maintain and preserve electronic communications.
News - Southeastern Conference
WEB4 days ago — Comprehensive coverage of SEC football, basketball, baseball and more, including live games, scores, schedules, standings and news.
SEC Enforcement Director Who Pushed for Big Fines Steps Down
WEB8 hours ago — Gurbir Grewal, who oversaw a stepped-up period of enforcement against Wall Street and the fast-growing cryptocurrency industry, is departing the U.S. Securities and Exchange Commission, the...
Supreme Court knocks down Wall Street regulator’s in-house courts
WEBJun 27, 2024 — The Supreme Court ruled Thursday that the Securities and Exchange Commission can’t rely on in-house courts to resolve certain enforcement disputes, a decision that could deliver a blow to a ...
SEC approves weakened climate disclosure rule after pushback | AP News
WEBMar 6, 2024 — WASHINGTON (AP) — The U.S. Securities and Exchange Commission on Wednesday approved a rule that will require some public companies to report their greenhouse gas emissions and climate risks, after last-minute revisions that weakened the directive in the face of strong pushback from companies.
US securities regulator's top cop to leave agency | Reuters
WEB9 hours ago — NEW YORK, Oct 2 (Reuters) - The U.S. Securities and Exchange Commission's enforcement director is leaving the agency, the regulator said on Wednesday, marking the end of a three-year tenure during...
SEC to vote today on tough new rules for blank-check 'SPAC' …
WEBJan 24, 2024 — SEC to vote today on tough new rules for blank-check 'SPAC' companies. SEC Chair Gary Gensler testifies during the House Financial Services Committee hearing titled "Oversight of the Securities...
Ripple Labs notches landmark win in SEC case over XRP …
WEBJuly 13 (Reuters) - Ripple Labs Inc did not violate federal securities law by selling its XRP token on public exchanges, a U.S. judge ruled on Thursday, a landmark legal victory for the ...